-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AX8sR0eJRnGIlE6gobI3Ix6UN2ZntkLSFrCH7pKZmXzWZoOTd7CRsoXdG32IXtok Ltn2uGaQL/9pHNynXOpwKQ== 0001067621-07-000001.txt : 20070110 0001067621-07-000001.hdr.sgml : 20070110 20070109183836 ACCESSION NUMBER: 0001067621-07-000001 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070110 DATE AS OF CHANGE: 20070109 GROUP MEMBERS: ANDREW DAKOS GROUP MEMBERS: PHILLIP GOLDSTEIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Ready Mix, Inc. CENTRAL INDEX KEY: 0001317405 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 860830443 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81535 FILM NUMBER: 07521462 BUSINESS ADDRESS: STREET 1: 3430 E. FLAMINGO STREET 2: SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89121 BUSINESS PHONE: 702-433-2090 MAIL ADDRESS: STREET 1: 3430 E. FLAMINGO STREET 2: SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP CENTRAL INDEX KEY: 0001067621 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 9147475262 MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 SC 13D/A 1 scthirdamend.txt DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 12/27/06 1. NAME OF REPORTING PERSON Bulldog Investors, Phillip Goldstein and Andrew Dakos 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 458,270 8. SHARED VOTING POWER NA 9. SOLE DISPOSITIVE POWER 458,270 _________________________________________________________ 10. SHARED DISPOSITIVE POWER NA 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 458,270 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] 13. PERCENT OF CLASS REPRESENTED BY ROW 11 12.03% 14. TYPE OF REPORTING PERSON IA ___________________________________________________________ This statement constitutes amendment No.1 to the Schedule 13D filed on December 5, 2006. Except as specifically set forth herein, the Schedule 13D remains unmodified. Item 5 is amended as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER As per the 10-Q filed on 11/14/06 there were 3,807,500 shares of RMX outstanding as of 11/1/06. The Percentage set forth in item 5 was derived using such number. Bulldog Investors, Phillip Goldstein and Andrew Dakos beneficially own an aggregate of 458,270 shares of RMX or 12.03% of the outstanding shares. Power to dispose of and vote securities resides either with Mr. Goldstein, Mr. Dakos or with clients. c) During the past 60 days the following shares of RMX were purchased (there were no sales): 12/04/2006 2000 10.55 12/14/2006 2,000 10.65 12/20/2006 1,400 11 12/27/2006 37,700 10.9997 12/27/2006 9,200 10.9997 12/27/2006 3,400 10.9997 12/27/2006 9,200 10.9997 12/27/2006 9,200 10.9997 12/27/2006 45,700 10.9997 12/27/2006 600 10.9 12/28/2006 600 10.94 d) Beneficiaries of managed accounts are entitled to receive any dividends or sales proceeds. e) NA Item 7 is amended as follows: ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 1/9/07 By: /s/ Phillip Goldstein Name: Phillip Goldstein By: /s/ Andrew Dakos Name: Andrew Dakos -----END PRIVACY-ENHANCED MESSAGE-----